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INTRODUCTION
"A
suitable total for the number of citizens cannot be fixed without
considering the land..."
Plato,
Laws, V
During
the New Millennium, many unexpected events and conditions will
undoubtedly surprise our progeny and us. Perhaps the decline of fossil
energy
sources will be rendered benign due to scientific discoveries. Perhaps
"factor
ten" improvements in technological efficiency will aid in the
rehabilitation
of the environment. Perhaps our species will self-select for survival
tolerances in polluted or otherwise altered conditions. These
possibilities
are little more than speculations.
We
can have a bit more confidence that our numbers will not continue the
growth pattern of the last century, during which they quadrupled. This
paper
will briefly explore why it is that a consensus of the world's experts
believe
the rate of growth will continue to slow, whether or not a reduction or
crash
is likely, and if it is plausible that stabilization might occur at some
level
other than extinction.
Some
people claim that humans are somehow exempt from the sorts of systemic
constraints, which limit the populations of other life forms. We indeed
have
managed to extend our range into vastly diverse habitats due to our
adaptive
fitness. Language, abstract thought, and reflective consciousness are
traits,
which aided this expansion. However, in a largely closed system,
physical
expansion cannot be infinite.
We
will explore possible scenarios, which might lead to stabilization or
equilibrium.
Projections
vary somewhat, but the next half-century is conservatively
expected to result
in a 50% increase to approximately nine billion of us.
We will explore the
extent to which it is conceivable that human planning
could affect the actual
outcome.
The
first section will provide brief evidence that overpopulation is a
problem. The fascination with "virtual realities" and the myth
of the
"de-materialization" of economies are examples of impediments
to the grasping
of this issue. The vast majority of humans who are unwired know they
cannot
live on bits and bytes even if some of us believe otherwise; their needs
include food, water, and energy.
The
second section will outline some variables affecting human reproductive
behavior as positive and negative feedback. These include our genetic
make-up
(hard wiring), environmental conditions, socio-economic values,
institutional
pressures, and what is called "free will".
Next
will be the question of what could constitute equilibrium. Carrying
capacity connotes a maximum number of a species, which can endure in a
habitat. Tolerances in a complex ecosystem are variable to inputs and
internal
changes, and are most sensitive when near maximum thresholds. Freedom has
been described as the key human value, and it is reflected in maximal
options
for future decisions and actions. (Buchanan, 1997) Equilibrium seems
inconsistent with carrying capacity, since the proximity of potential
constraints would reduce future options and maximize the destabilizing
risks
of changing conditions. If attainable, equilibrium at some variable
optimum
level should maximize freedom and well-being, and minimize destabilizing
occurrences.
Finally,
I will venture into the realm of speculation to consider the
prospects for success in the self-determination of equilibrium. Peace
and the
minimization of future suffering seem to be related to the ultimate
outcome.
WHAT
PROBLEM?
"Intensification
of production to feed an increased population leads to a
till greater increase in population." (Peter Farb, 1978)
Albert
Bartlett, Emeritus Professor of Physics at The University of Colorado,
has demonstrated that with a 1% annual growth rate, human population
would in
17,000 years equal all the atoms in the universe.(Bartlett, 1996) As a
reference, the last ice age was about 17,000 years ago. We currently are
growing at a rate around 50% faster than that. Bartlett was responding
to the
claim of the possibility of 1% annual growth of the human population for
seven
billion (then corrected to seven million!) years by Management professor
Julian Simon. If space were the only requirement for a healthy, enduring
habitat, the issue would be relatively easy to address. In short,
sustainable
(non-stop) growth of physical systems is an oxymoron.
Following
are some opinions from diverse sources. In a letter to me dated
October 3, 1996, U.S. Vice-President Al Gore stated:
"I consider the dramatic
growth in the world's population to be the greatest challenge currently
facing
the environment...The effects of this rapid increase are felt around the
globe. Starvation, deforestation, and lack of clean water are just some
of the
problems..."
Stuart
L. Udall, former US Secretary of the Interior, wrote in a recent essay:
"...current
consumption of the two cornerstone resources of modern life -
water and oil - foreshadow shortages that will cripple the economies of
many
nations if present [population] trends continue."(Udall, 2000)
There
is a solid scientific consensus evidenced by a 1992 joint statement by
The British Royal Society and the (US) National Academy of Sciences
urging
world leaders to address human overpopulation, as well as by the
"World
Scientists' Warning to Humanity"
written in 1993 and signed by over 1600
senior scientists from 70 countries which includes the following:
"The
earth is finite. Its ability to absorb wastes and destructive effluent
is
finite. Its ability to provide food and energy is finite. Its ability to
provide for growing numbers of people is finite. And we are fast
approaching
many of the earth's limits."
"Pressures
resulting from unrestrained population growth put demands on the
natural world that can overwhelm any efforts to achieve a sustainable
future.
If we are to halt the destruction of our environment, we must accept
limits to
that growth."
"No
more than ...a few decades remain before the chance to avert the threats
we now confront will be lost and the prospects for humanity immeasurably
diminished."
"
We must stabilize population."
"
We must ensure sexual equality, and guarantee women control over their
own
reproductive decisions."
Many
people besides world leaders and scientists understand the seriousness
of
our predicament. John H. Adams, Executive Director of The Natural
Resources
Defense Council, an organization not active in population affairs, began
an
essay entitled "What Matters Most" in The Amicus Journal:
"There
is no single thing more significant for the future of the world than
the fact of human population growth."(Adams, 1997)
Author
of Pulitzer Prize winning Guns, Germs, and Steel Jared Diamond wrote in
The Third Chimpanzee:
"A
nuclear holocaust is certain to prove disastrous, but it isn't happening
now. An environmental holocaust is equally certain to prove disastrous,
but it
differs in that it is already well underway."(Diamond, 1992)
Diamond
may unfortunately underestimate the risk of a quick, violent demise.
The
University of Toronto's Peace and Conflict Studies Program has done
extensive
research on factors influencing violent conflict. One area of the
program is
the Project on Environment, Population, and Security. Scarcities,
depletion,
and degradation of resources such as potable water are part of the
feedback
loops of human activity-habitat systems which impact violent
conflict.(Homer-Dixon, et al. 1993)
"Don't
worry, be happy" is sadly no longer applicable to our predicament.
There are some, though, who dismiss these concerns as fiction. They
point to
past analyses (Ehrlich1968) which contained some incorrect judgments as
to the
timing of approaching limits. Evidence is strong, though, that the
trends are
proceeding as he envisioned if we believe the scientific consensus. The
nay
-sayers
include those like the late Julian Simon and Reason Magazine's Ronald
Bailey who conveniently ignores issues like declining stocks of fish
which are
to be shared by a quarter of a million net additional people
daily.(Bailey,
2000)
The
UN has been at the forefront in seeking solutions for overpopulation.
The
poorest nations are struggling to address the issue, but aid promised by
wealthy nations has been slow in coming. India recently announced a
national
population policy and China is still struggling with the issue. Denial
that
overpopulation exists and is a serious problem led biologist Garrett
Hardin to
write a new book last year called The Ostrich Factor. Suffice it to say
that I
view the evidence as overwhelming.
FEEDBACK
"The
more we examine the relationships between population, resources, and the
environment the stronger the connections appear."
(Dr. Nafis Sadik in an
address to The UN Conference on Environment and Development, Geneva,
1991)
INDIVIDUAL/SOCIAL/ENVIRONMENTAL
The
widely accepted theory called the demographic transition holds that upon
reaching a secure and materially comfortable lifestyle, birthrates tend
to
decline. The case histories of North America and Western Europe are used
as
evidence for the theory's validity. In some cases, correlations have
occurred,
and causal links may seem obvious. However, many physical and social
scientists are more rigorous when seeking causal evidence. Virginia
Abernethy
a professor of psychiatry at Vanderbilt University Medical School,
argues
convincingly that the perception of the commencement of better economic
times
(material well-being) leads to higher fertility rates. She gives several
good
examples:
"In
times of privation in France, prior to the revolution, a sense of limits
promoted reproductive caution, and small families were the
norm...Prosperity
induced high fertility rates in Ireland after the introduction of the
potato,
and in Turkey, when families received land." (Abernethy, 1994)
Even
when a "demographic transition" is claimed to have occurred,
there could
be several generations between supposed cause and effect, making the
number of
variables too numerous and complex to yield analytic certainty. Several
generations of high fertility, like
those in the US during the first half of the twentieth century, could
result
in a rapid population increase, after which a slowdown in births occurs.
Abernethy claims that the rise of the US as an economic power, with
concomitant optimism for well-being by it's citizens, was key to the
high
birthrates. She sees uncertainty about real wages and job security,
combined
with the high costs of education and health care as factors in the
slowdown in
US fertility in the latter part of the century.
Humans
do not easily embrace this sort of evidence, but we must continue to
examine the possible causes of our actions if we are to pursue effective
solutions. Many animals exhibit reduced fertility and/or lower survival
rates
of young offspring well in advance of serious food shortages. This is an
adaptation for survival. Humans exhibit similar patterns when stressed
by
overcrowding and environmental scarcities. D.H. Stott discussed this at
length, and I continue by quoting:
"...the
predicted catastrophe of a world population increasing by geometrical
progression to the point of starvation is unlikely to occur. It will be
forestalled, if not by conscious human design, by physiological
mechanisms,
which have evolved to obviate such a calamity. This is not to minimize the
fact that these mechanisms themselves are highly unpleasant. Nature
prescribes
happiness when it has survival value. To man nevertheless is given an
answer.
We need not wait for the physiological killers and maimers to come upon
us...It should not, however, be beyond the capacity of man to develop
cultural
methods of regulating population-numbers which do not involve distress
and
unhappiness." (Stott, 1962)
Bill
Rees, well known for developing the ecological footprint concept, noted
ten years ago the relevance of work by Prigogine and Stengers,
Crutchfield et
al., and Palmer regarding thresholds of unpredictability. The systemic
feedback that will affect human numbers with or without our intent may
be
unexpected in timing and intensity. Worth noting here is the principle
of the
weak link as expressed by Rees:
"It
should be understood that while human
society depends on many ecological
resources and functions for survival,
carrying capacity is ultimately determined
by the single vital resource or
function in least supply." (Rees, 1990)
There
are well-entrenched historically based values, which provide
disincentives to reducing fertility. Only children were thought to be
deprived
by the lack of siblings. This "folk wisdom" is still widely
believed despite
the lack of conclusive supporting evidence. Large families are accepted
by
many societies as a joy or a blessing. When farm labor was important for
economic viability, this might have reflected rational criteria. In
modern
industrialized nations, agriculture depends more on energy, chemicals,
and
technology than on farm hands, and a very small percentage of families
is
engaged in farming. In many countries the family farm has been
subdivided
among offspring for generations, resulting in small, unviable plots.
Feedback
of this nature can be mythical, but nonetheless is still effective.
In
societies with high mortality rates for infants and youth, and lack of
institutional old age security, poor families need to produce children
as
their only realistic means of attempting to secure their future. Here
the
biological constraint of the prospect of inadequate food is
challenged by the human need for future security. This seems a most
basic
example of the human predicament, called by The Club of Rome, the
"global
problématique."
POLICY
OPTIONS
What
types of actions might prove useful in a humane attempt to influence
fertility? The acceptance that we have some sphere of free will seems
necessary to continue this exploration; just how much is not easy to
say.
"Sociobiology's
premise is that individuals of all species including humans
are genetically predisposed to act in ways that maximize their
'inclusive
fitness'...Axiomatically, every living individual had ancestors that
succeeded...so most of us carry genes impelling us..."
(Abernethy, 1993)
It
is not my intention to attempt to classify or divide human behavior into
determined movements or free actions - or any percentage combination of
the
two. Tendencies or predispositions can be accepted as indicators of
probabilities or expectations. We plan and make choices about our role
in
sexual reproduction to greater or lesser degrees. Ansley Cole has
delineated
three categories for successful intentional implementation of reduced
fertility. First is the actualization and realization that both parties
indeed
have a choice in the matter. Second is that they perceive benefit(s)
from the
resulting smaller family. Third is the availability and knowledge of
various
means of implementing their choice.(Coale, 1989)
Dr.
John R. Weeks is the Director of the International Population Center at
San Diego State University. He develops Coale's concepts into policies
with
direct and indirect impacts on reproductive behavior. From a systems
perspective, these constitute feedback. Direct policies include full
legal
rights for women, payments for having fewer children, higher (rather
than
lower) taxes per child, legalization of contraceptive technologies,
abortion
and sterilization, and availability of family planning services in local
outlets. Examples of indirect policies are improved secular education,
increased economic opportunities for women, lower infant and child
mortality
rates, community birth quotas, and public campaigns promoting knowledge
and
use of birth control.(Weeks, 1990)
Further
discussion of possible planned intervention will be undertaken in the
final section of this paper: Prospects.
INSTITUTIONAL
OBSTACLES
Government
Most
governments, even when well-meaning, have discovered deficit financing
and become addicted to revenue growth. The addition of interest results
in
larger total future payments than the amount of the original loan. This
inevitably results in a race to keep up, as new borrowings are added on
a
regular basis. With the onset of declining fertility and demographically
aging
populations in many developed nations, immigration increases are sought
to
keep the economy growing and to expand payments into the pension system.
There have been attempts in Germany and France, among others, to
stimulate
higher fertility by native born women. This may reflect fear of cultural
dilution by societies, and is
evidenced by recent political victories by advocates of restricted
immigration. If there were a national wealth surplus rather than a debt,
growth would not only be unnecessary, it might be undesirable. Old age
security would be covered, and remaining wealth could be shared by fewer
people.
Business
Globalization
has been accompanied by the dominance of multi-national
corporations. It is the mandate of corporations to deliver maximum
profits to
shareholders, and managers seek to maximize their own income and
security by
achieving that goal. It is not rational for corporations (or any
business) to
seek shrinking markets for goods or services. So the system has a built
in
growth imperative. At the same time, labor shortages would give
bargaining
power to workers, and would likely increase costs to business. For
decades
businesses have been relocating facilities to areas where labor is
abundant
and therefore cheaper. A lack of necessary skills may be a short term
constraint, but a declining population is generally not appealing to
businesses.
Now
let's have a look at how a Chinese expert perceives this. Zhang Zhirong
is
Deputy Director of China Population Welfare Foundation in Beijing. He
wrote a
report to the Third Conference of the International Consortium for the
Study
of Environmental Security from which I quote:
"China
is caught in a vicious cycle of swelling population and diminishing
resources...Economic growth is the goal of China's industrial policy.
However
rapid population growth allays the economic growth that occurs."
(Zhirong,
1994)
It
appears that it is possible for business leaders to catch on that there
is
a point of diminishing return to population linked economic growth. I
expect
this feedback to spread globally, like a viral meme, as systemic
instability
increases.
Religion
There
are many religious (and ethnic) beliefs which can influence human
reproductive behavior. Some examples include Muslim sects, Orthodox
Jewish,
and Catholic doctrine. The most extreme example that I'm aware of is the
Morman belief that twelve offspring by a man places him closest to God.
Groups
at war have overtly used competitive breeding as an alternate method of
conquest, and rape has been used as part of ethnic cleansing. Other than
obscure suicide sects, I know of no religions, which advocate a
reduction in
the number of their adherents. Some might recognize that overpopulation
is a
problem. This could present a dilemma to them as they seek to spread
their
version of the truth and the good. The Dalai Lama gave a speech in New
Zealand
a few years ago where it was reported
that he said the world's population
problem would benefit from more priests, nuns, gays, and lesbians. I
interpret
this as a touch of humor applied to a serious problem by a wise leader.
EQUILIBRIUM
"All
optima must lie between the minimum viable population size, MVP, and the
biophysical carrying capacity of the planet." (Gretchen C.
Daily, A. Ehrlich
and P. Ehrlich)
The
above range is wide enough to drive all the vehicles in the world
through.
How might we narrow it? The
authors state in the same paper:
"...social
preferences are critical because achieving any target size requires
establishing social policies to influence fertility rates. Human
population
sizes have never, and will never, automatically equilibrate at some
level.
There is no feedback mechanism that will lead to perfectly maintained,
identical crude birth and death rates." (Daily, et al. 1994)
Although
I agree with the need for planning, it seems like a conceptual error
to place it somehow outside the feedback system. Again ignoring the free
will
issue, it is not reasonable in my opinion to somehow excise our planning
from
the ecosystem of which we are a part. Recall Stott's point about natural
governors of fertility. Our planning could be part of our adaptive
fitness.
The
paper goes on to state criteria for choosing optimum population size.
First is a desired minimum quality of life balanced by the impacts to
the
ecosystem for sustaining it. Second is an acceptance that material
wealth will
always be unequally divided among humans, and the resulting need for a
cushion
(or excess) of continuously available per capita resources. They include
a
consideration of waste reprocessing without toxification of the system.
Next
is the value of cultural diversity. They believe geographic dispersion
requires a certain minimum amount of population. I think this is a
prehistoric
era consideration, and not meaningful now. Rather it seems that an
excess of
people combined with globalization, results in cultural extinctions. I
find
this categorically different than the prior criteria, believing that
adaptation in evolution will result in ongoing cultural changes in any
event.
A
"critical mass" distributional criteria similarly perplexes
me, although I
understand the cultural value of urbanization. These two criteria seem
more
like value judgments based on the cultural biases of the authors, who
live in
the developed world.
Next
is the need to protect biodiversity. Obviously each human displaces (or
alters habitat potentially useful for) other life forms, with the
partial
exception of human parasites. Biodiversity, they explain, is
anthropocentrically valuable as part of our habitat and is necessary for
our
health. It also provides aesthetic pleasure. They then add the ethical
responsibility of humans to minimize species loss. Cultural bias seems
involved in the latter two elements, but it is arguable that they
reflect
universal human values.
The
authors then add the key value of human freedom that was mentioned in
the
introduction:
"In
general, we would choose a population size that maximizes very broad
environmental and social options for individuals." (Daily, et
al., 1994)
For
a different perspective, let's turn again to Zhang Zhirong on China's
population: "According to The China Academy of Sciences, and based
on
estimated land resources, the optimum population in China is 950 million
now,
and 1.16 billion by 2000." (Zhirong, 1994).
Zhirong then states that China's
carrying capacity, also based on "land resources" is no more
than 1.6 billion.
He believes that serious environmental and social problems exist and
will
worsen as China's population first exceeds the optimum level, and then
the
carrying capacity level. Maybe China expected to add some land resources
between 1994 and 2000. What other variables could cause it's optimum
population to go up by 7% in six years?
No answer is given in the report.
Nicolaas
Bloembergen, Nobel winner in Physics and Harvard professor, said in a
presentation to colleagues: "Would
a total world population of about one
billion as existed two hundred years ago represent a reasonable
compromise
between quantity and quality of human life? The answer...clearly
involves
value judgments." (Bloembergen, 1996)
J.
Kenneth Smail, Professor of Anthropology and Sociology at Kenyon College
in
Ohio, has an argument for "...a sustainable optimum of
approximately 2 billion by
the beginning of the 23rd century." He presents much evidence that mere
stabilization during the 21st century will result in a "future
demographic
catastrophe." (Smail, 1995)
I
see no clear way, given the current cultural, economic, and geophysical
variables of societies on earth, to expect a consensus for approximating
an
optimum human population. Stabilization, or equilibrium, if it is to be
realized anytime soon, would seem to be based on fragmented actions, or
unintentional outcomes. What is obvious from my investigations is that
most
concerned with the issue believe that the desired direction for human
population is downward.
PROSPECTS
"Nobody
knows if a steady state population could be reached by the year 2050.
Perhaps a period of negative population growth could be
envisioned...hopefully
not be caused by ...war, famine, and pestilence." (Bloembergen)
We
have discussed a variety of influences on human reproduction. Included
were
inherent predispositions and individual responses to environmental and
social
conditions. We also explored possible policy options, which many believe
have
the potential to influence our demographic future. Besides the
institutional
obstacles mentioned, there are some common misconceptions by many
well-meaning
people. I will mention only one, which, if sufficiently countered, might
abet
a more humane resolution.
The
environment and social justice are issues, which have growing support
among
those able to think about more than their immediate material needs.
Advocates
seem certain that their own issue is the most important one, but
many fail to question its sufficiency.
A typical response to the introduction
of the overpopulation factor is that the rich should reduce their
consumption
and waste production instead of chiding the poor people of the planet.
This
demonstrates a lack of knowledge that the poor have been clamoring for
our aid
in population matters, and that they have banded together to help
themselves.
Provision of such aid is not a substitute for encouraging conservation
and
cleaner economies at home. There is no either/or involved. Both are
desirable.
In
1989, as verified by The UN Population Fund, the following countries
signed
a statement urging early stabilization of human population. Austria,
Bangladesh, Barbados, Bhutan, Botswana, Cape Verde, China, Columbia,
Cyprus,
Dominica, Dominican Republic, Egypt, Fiji, Grenada, Guinea-Bissau,
Haiti,
Iceland, India, Indonesia, Jamaica, Japan, Jordon, Kenya, Rep. of Korea,
Liberia, Malta, Mauritius, Morocco, Nepal, Nigeria, Panama, Philippines,
Rwanda, Senegal, Seychelles, Singapore, Sri Lanka, St. Kitts-Nevis, St.
Lucia,
St. Vincent & the Grenadines, Sudan, Thailand, Tunisia, Vanuatu, and
Zimbabwe.
Note the absence of most wealthy nations. It is ridiculous to claim that
the
rich are trying to coerce the poor nations to reduce population. In
fact, they
are not responding to the affirmed needs of the poor.
The
following countries are part of either the South Commission or Partners
in
Population and Development: Zimbabwe, Kenya, Mexico, Colombia, Thailand,
Indonesia, Bangladesh, Morocco, Egypt, Tunisia, China, India, Pakistan,
Uganda, Algeria, Argentina, Brazil, Cuba, Guyana, Ivory Ciast, Jamaica,
Kuwait, Malaysia, Mozambique, Nigeria, Philippines, Senegal, Sri Lanka,
Uruguay, Venezuela, Yugoslavia (former), and Western Samoa. The
"Partners"
share expertise with each other in reproductive health, appropriate
technologies, and population policy. The Challenge to the South: Report
of the
South Commission, included this unequivocal statement:
"
In the long run the problem of overpopulation of the countries of the
South
can
be fully resolved only through their development. But action to contain
the
rise of population cannot be postponed." (Nyerere, 1990)
Easier
said than done. Nature will provide, as they say, but what percentages
of any "cure" will be higher mortality versus lower fertility?
What
percentages of lower fertility could be due to willful constraint versus
physiological changes? We may have some choice in the answers to these
questions, but acts of omission (purposeful inaction) decrease that
possibility. Smail says he is "cautiously optimistic"
that humans will take
global action based on "an individual and collective concern for
posterity."
Bloembergen
summarizes six measures proposed by Joel Cohen, which have been
widely supported. "Educate
and empower women; educate men; promote the
distribution of contraceptives; save the children, improve the economics
in
developing countries; all of the above." Abernethy strongly supports the
empowerment and education of women. The economic element may need
refinement
to address the "opportunity model" (Abernethy and Smail) in
which population
expands in synch with perceived future well-being. This is the most
difficult
element of feedback to address in my opinion, since the poor naturally
and
expectedly strive for better material conditions. Perhaps sustainable
development combined with other comprehensive measures is the right
approach.
Traditional development with minimal population policy action is a
recipe for
continued suffering by humans and the rest of the planet, only greater
in
scope and severity.
Udall's
essay calls for the establishment of "a direct-to-the-people
non-profit organization financed by a consortium of billionaires."
It would be
primarily locally staffed, and deliver women to women reproductive
health
services to the poorest nations of the world. The
Ted Turner, Bill Gates, George Soros, Rockefeller, Packard, and many
other
foundations have recognized the importance of this issue. It may well be
that
those enmeshed in fierce economic competition are blinkered by their
focus to
succeed, while those who are very rich have the opportunity to step back
and
look farther into the future. A trillion dollars in assets passed to
progeny
can't by itself guarantee them a peaceful planet, clean air and water,
delicious healthy food, and the joys of a diverse natural environment.
A
primary need is for human action to accelerate systemic feedback to
augment
womens' empowerment, health, and education. The technical means already
exist
to control fertility. A second, and not previously mentioned challenge
is the
need for system science methodology to grow worldwide and to ultimately
replace irrational, power based approaches to social organization.
Overpopulation is but one of the global issues we must address; and the
principle of the weak link applies to the whole system.
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Ronald, 2000, Earth Day Then and Now, Reason, May 2000
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Albert A., 1996, The Exponential Function, The Physics Teacher, 34
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Nicolaas, 1996, Focus, 7(1)
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Bruce, 1997, Human Freedom and Cybernetic Principles, Proceedings of
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February 11
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Zhirong,
Zhang, 1994, Identifying Population Security Links and Optimum
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